Joseph A. Feste

KM CAPITAL MANAGEMENT, LTD.

ATLANTA, GA 30303

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CRD#: 1739013

Professional summary

Joseph Andrew Feste, who also goes by Joey Feste, Joseph A Feste, is a registered financial advisor currently at KM CAPITAL MANAGEMENT, LTD. located in Atlanta, Georgia.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Joseph has worked at 10 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joey Feste | Joseph A Feste

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) THE NAME OF THE OTHER BUSINESS: JAF INVESTMENTS, LLC; 2) WHETHER THE BUSINESS IS INVESTMENT-RELATED: NO; 3) THE ADDRESS OF THE OTHER BUSINESS: 1701 DIRECTORS BLVD, STE. 370, AUSTIN, TX 78744; 4) THE NATURE OF THE OTHER BUSINESS: OWNS PERCENTAGE OWNERSHIP IN TWO PROPERTIES; 5) YOUR POSITION, TITLE, OR RELATIONSHIP WITH THE OTHER BUSINESS: SOLE MEMBER; 6) THE START DATE OF YOUR RELATIONSHIP: 02/03/2012; 7) APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS: 0; 8) NUMBER OF HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: 0; 9) BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS: THE LLC JUST HOLD TWO PROPERTIES IN WHICH MR. FESTE IS PERCENT OWNER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Andrew Feste's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2004 - Present

KM CAPITAL MANAGEMENT, LTD.

Office #1: 121 Luckie Street Suite 100, Atlanta, GA 30303Office #2: 1701 Directors Blvd. Suite 370, Austin, TX 78744Office #3: 4040 Broadway Suite 240, San Antonio, TX 78209

RIA

CRD#: 132887

ATLANTA, GA

Past

September 2, 2004 - December 31, 2004

FESTECAPITAL ADVISORS, LTD.

RIA

CRD#: 122121

AUSTIN, TX

Past

May 20, 2004 - September 16, 2009

ELTEKON SECURITIES, LLC

CRD#: 111645

WEST LAKE HILLS, TX

Past

August 7, 2000 - June 3, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

AUSTIN, TX

Past

August 7, 2000 - June 3, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 2, 1998 - August 7, 2000

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

January 2, 1998 - March 2, 1998

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

September 23, 1994 - January 2, 1998

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

DALLAS, TX

Past

January 2, 1991 - September 30, 1994

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

January 1, 1991 - January 4, 1991

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 24, 1987 - January 1, 1991

ROTAN MOSLE INC.

CRD#: 727

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KM CAPITAL MANAGEMENT, LTD.

CRD#: 132887 / SEC#: 801-110262

RIA

Registered Investment Advisory firm - (4/12/2017 Approved)

Georgia

Registered Investment Advisory firm - (6/9/2017 Terminated)

Louisiana

Registered Investment Advisory firm - (6/9/2017 Terminated)

Texas

Registered Investment Advisory firm - (6/9/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/1/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/6/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

Current Firm

KM CAPITAL MANAGEMENT, LTD.

CRD#: 132887 / SEC#: 801-110262

RIA

Registered Investment Advisory firm - (4/12/2017 Approved)

Georgia

Registered Investment Advisory firm - (6/9/2017 Terminated)

Louisiana

Registered Investment Advisory firm - (6/9/2017 Terminated)

Texas

Registered Investment Advisory firm - (6/9/2017 Terminated)

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Contact information

Main Address

1701 Directors Blvd. Suite 370, Austin, TX 78744

Mailing Address

Phone number

(512) 697-0290

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	249
AUM (Assets Under Management)	$ 356,825,630

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/16/2024	Cover Page	Report
07/28/2023	Cover Page	Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph A. Feste

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Andrew Feste's CRS (Customer Relationship Summary).

Certified licenses

Experience

FESTECAPITAL ADVISORS, LTD.

ELTEKON SECURITIES, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

RBC CAPITAL MARKETS, LLC

DAIN RAUSCHER INCORPORATED

RAUSCHER PIERCE REFSNES, INC.

WELLS FARGO CLEARING SERVICES, LLC

UBS FINANCIAL SERVICES INC.

ROTAN MOSLE INC.

Primary Firm SEC Registration

KM CAPITAL MANAGEMENT, LTD.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/6/1987

Series 7

Date: 9/19/1987

Current Firm

KM CAPITAL MANAGEMENT, LTD.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KM CAPITAL MANAGEMENT, LTD.

TRUST BUT VERIFY

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