Tommye M. Barnett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tommye Massey Barnett, who also goes by Tommye Lynn Massey, was a registered financial professional .
Tommye is a previously registered financial professional and started their career in finance in 2005. Tommye had worked at 1 firm and has passed the Series 28 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2005 - February 9, 2015
STRATA CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 4/11/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
STRATA CAPITAL, INC.
CRD#: 134677 / SEC#: , 8-66853
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GORDON, HENRY HODGES SR | PRESIDENT CCO | 2224248 |
| BARNETT, GREGORY BARRY | CEO DIRECTOR | |
| BARNETT, TOMMYE MASSEY | CFO FINOP DIRECTOR | |
| GORDON, LORIE ANN | DIRECTOR |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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