Stuart I. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stuart Irwin Miller, who also goes by Ilan Miller, was a registered financial professional .
Stuart is a previously registered financial professional and started their career in finance in 1988. Stuart had worked at 20 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2002 - September 19, 2003
AFFILIATED FUNDING CORP.
March 11, 1998 - April 6, 2000
BAXTER BANKS & SMITH, LTD.
January 2, 1998 - March 3, 1998
WOODSTOCK FINANCIAL GROUP, INC.
December 5, 1997 - December 23, 1997
THE CAMELOT GROUP, INC.
August 11, 1997 - October 16, 1997
JOSEPH DILLON & COMPANY INC.
August 28, 1996 - August 12, 1997
CORTLANDT CAPITAL CORPORATION
October 5, 1994 - May 24, 1996
JOSEPHTHAL & CO., INC.
November 1, 1993 - October 11, 1994
MEYERS POLLOCK ROBBINS, INC.
September 21, 1993 - November 12, 1993
R.B. WEBSTER INVESTMENTS, INC.
May 27, 1993 - September 22, 1993
G.R. STUART & COMPANY, INC.
January 20, 1993 - June 3, 1993
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 30, 1991 - December 31, 1992
FIRST NEW ENGLAND SECURITIES CORPORATION
August 1, 1991 - October 24, 1991
CENPAC SECURITIES CORP.
April 3, 1991 - August 2, 1991
KOBER FINANCIAL CORP.
March 5, 1991 - April 11, 1991
SCHNEIDER SECURITIES, INC.
July 31, 1990 - March 4, 1991
KOCHCAPITAL
May 30, 1990 - August 14, 1990
H. T. FLETCHER SECURITIES INCORPORATED
October 5, 1989 - January 12, 1990
H. T. FLETCHER SECURITIES INCORPORATED
August 17, 1989 - October 24, 1989
G. K. SCOTT & CO., INC.
October 4, 1988 - August 21, 1989
H. T. FLETCHER SECURITIES INCORPORATED
March 8, 1988 - October 8, 1988
BRENNAN ROSS SECURITIES, INC.
January 20, 1988 - January 26, 1988
BERKELEY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AFFILIATED FUNDING CORP.
CRD#: 104256 / SEC#: , 8-52717
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
