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Stuart Irwin Miller

CRD# 1738939·Registered 1988 - 2003
Previously Registered: Being a previously registered professional could mean that Stuart is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Stuart Irwin Miller, who also goes by Ilan Miller, was a registered financial advisor. Stuart was a previously registered financial professional and started their career in finance 1988 - 2003. Stuart had worked at 20 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ilan Miller

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

AFFILIATED FUNDING CORP.·CRD# 104256
BD
Denver, CO
January 11, 2002 - September 19, 2003
BAXTER BANKS & SMITH, LTD.·CRD# 40771
BD
St. Petersburg, FL
March 11, 1998 - April 6, 2000
WOODSTOCK FINANCIAL GROUP, INC.·CRD# 38095
BD
Woodstock, GA
January 2, 1998 - March 3, 1998
THE CAMELOT GROUP, INC.·CRD# 31091
BD
Ft Lauderdale, FL
December 5, 1997 - December 23, 1997
JOSEPH DILLON & COMPANY INC.·CRD# 35220
BD
Great Neck, NY
August 11, 1997 - October 16, 1997
CORTLANDT CAPITAL CORPORATION·CRD# 25152
BD
New York City, NY
August 28, 1996 - August 12, 1997
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
October 5, 1994 - May 24, 1996
MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
November 1, 1993 - October 11, 1994
R.B. WEBSTER INVESTMENTS, INC.·CRD# 19273
BD
September 21, 1993 - November 12, 1993
G.R. STUART & COMPANY, INC.·CRD# 29101
BD
Maynard, MA
May 27, 1993 - September 22, 1993
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
January 20, 1993 - June 3, 1993
FIRST NEW ENGLAND SECURITIES CORPORATION·CRD# 7107
BD
Boston, MA
September 30, 1991 - December 31, 1992
CENPAC SECURITIES CORP.·CRD# 16089
BD
August 1, 1991 - October 24, 1991
KOBER FINANCIAL CORP.·CRD# 17551
BD
Englewood, CO
April 3, 1991 - August 2, 1991
SCHNEIDER SECURITIES, INC.·CRD# 16434
BD
Denver, CO
March 5, 1991 - April 11, 1991
KOCHCAPITAL·CRD# 21038
BD
July 31, 1990 - March 4, 1991
H. T. FLETCHER SECURITIES INCORPORATED·CRD# 17297
BD
May 30, 1990 - August 14, 1990
H. T. FLETCHER SECURITIES INCORPORATED·CRD# 17297
BD
October 5, 1989 - January 12, 1990
G. K. SCOTT & CO., INC.·CRD# 3305
BD
Plainview, NY
August 17, 1989 - October 24, 1989
H. T. FLETCHER SECURITIES INCORPORATED·CRD# 17297
BD
October 4, 1988 - August 21, 1989
BRENNAN ROSS SECURITIES, INC.·CRD# 18363
BD
March 8, 1988 - October 8, 1988
BERKELEY SECURITIES CORPORATION·CRD# 8397
BD
January 20, 1988 - January 26, 1988

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Current Firm

AF
AFFILIATED FUNDING CORP.

ACCESS CAPITAL INVESTMENT GROUP, INC. | T&R HOLDING CORPORATION | T & R HOLDINGS, INC. | AFFILIATED FUNDING CORP. | ACCESSCAPITAL INC.

CRD#: 104256 / SEC#: 8-52717
BD
Terminated by SEC on 01/14/2013

Contact Information

Established

Florida since 03/09/1998

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
HUTCHESON, JEFFREY THOMASCEO, CCO & DIRECTOR4602254
MEYER, CURTIS SETHMANAGING DIRECTOR4769997

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1988About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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