Kipp M. Lykins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kipp M Lykins, who also goes by Kipp Matthew Lykins, was a registered financial professional .
Kipp is a previously registered financial professional and started their career in finance in 1987. Kipp had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2015 - October 31, 2016
AMERICAN TRUST INVESTMENT SERVICES, INC.
November 21, 2008 - March 8, 2013
RAYMOND JAMES & ASSOCIATES, INC.
July 12, 2005 - October 27, 2008
MCGLADREY CAPITAL MARKETS, LLC
January 26, 2001 - March 25, 2005
SF INVESTMENTS, INC.
August 23, 1995 - December 31, 1998
LASALLE ST SECURITIES, L.L.C.
October 10, 1991 - November 1, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
October 27, 1987 - October 10, 1989
RODMAN & RENSHAW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN TRUST INVESTMENT SERVICES, INC.
CRD#: 3001 / SEC#: , 8-14394
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
