SO
Scott J. Oosting
CENTAURUS FINANCIAL
Fremont, MI 49412
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CRD#: 1738762
SO
Professional summary
Scott Jerry Oosting is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Fremont, Michigan.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Scott has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PARTNER, OOSTING, BURT & ASSOC. LLP, 38 E. SHERIDAN, FREMONT, MI 49412. NON INVESTMENT RELATED SINCE 06/1982 AND I SPEND APPROX. 225 HOURS PER MONTH ON THIS ACTIVITY. TAX PREP, MANAGEMENT, ACCOUNTING, AUDIT & REVIEW. OWNER/TRAINER, OOSTING STABLES, 5805 S. SLEEPER, FREMONT, MI 49412. NON INVESTMENT SINCE 08/1982 & I SPEND APPROX. 60 HOURS PER MONTH ON ACTIVITY. TRAINING/BREEDING STANDARDBRED RACEHORSES. PARTNER, BOSS PROPERTIES, LLP, 38 E. SHERIDAN, FREMONT, MI 49412. NON INVESTMENT RELATED SINCE 10/2008 & I SPEND APPROX. 35 HOURS PER MONTH ON ACTIVITY. RAISING CROPS, RAISING/CUSTOM BUTCHERING BEEF. PARTNER, JETLEV SOUTHEAST, LLC, 2019 SW 20TH ST., #J-108, FORT LAUDERDALE, FL 33315. NON INVESTMENT RELATED SINCE 05/2011 AND I SPEND APPROX. 20 HOURS PER MONTH ON ACTIVITY. RETAIL SALES, RENTAL OF WATER POWERED JETPACK.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Jerry Oosting's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Scott Jerry Oosting's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 18, 2010 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 38 E. Sheridan, Fremont, MI 49412RIA
BD
CRD#: 30833
Fremont, MI
Current
October 18, 2010 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 38 E. Sheridan, Fremont, MI 49412RIA
BD
CRD#: 30833
Fremont, MI
Past
January 30, 2009 - October 18, 2010
USA WEALTH MANAGEMENT LLC
RIA
CRD#: 122082
FREMONT, MI
Past
September 27, 2006 - October 18, 2010
USA ADVANCED PLANNERS INC.
BD
CRD#: 131282
FREMONT, MI
Past
October 2, 2000 - September 15, 2006
USA FINANCIAL SECURITIES LLC
BD
CRD#: 103857
ADA, MI
Past
July 2, 1999 - October 5, 2000
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
MINNEAPOLIS, MN
Past
November 17, 1987 - July 6, 1999
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/8/2019)
RR
California(1/23/2019)
RR
Florida(4/8/2019)
RR
Michigan(10/18/2010)
IAR
Michigan(10/18/2010)
RR
Montana(4/14/2025)
RR
New York(9/22/2022)
RR
North Carolina(4/8/2019)
RR
Tennessee(12/16/2022)
RR
Virginia(9/22/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833Fremont, MI 49412TRUST BUT VERIFY
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Contact information
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