David Kippins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Kippins was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1987. David had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 1995 - November 29, 1995
MAY, DAVIS GROUP INC.
February 1, 1995 - March 17, 1995
FIRST CAMBRIDGE SECURITIES CORPORATION
August 1, 1994 - December 7, 1994
CHEMICAL INVESTMENT SERVICES CORP.
June 2, 1993 - August 1, 1994
IFMG SECURITIES, INC.
July 22, 1992 - May 28, 1993
INVEST FINANCIAL CORPORATION
June 22, 1992 - July 29, 1992
FLEET BROKERAGE SECURITIES, INC.
September 25, 1990 - January 25, 1991
CITICORP FINANCIAL SERVICES,INC.
March 16, 1990 - October 3, 1990
FINANCIAL HORIZONS SECURITIES CORPORATION
November 21, 1988 - January 27, 1990
J. T. MORAN & CO., INC.
September 9, 1988 - November 28, 1988
WELLSHIRE SECURITIES, INC.
September 22, 1987 - July 1, 1988
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MAY, DAVIS GROUP INC.
CRD#: 35622 / SEC#: , 8-46850
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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