Anthony M. Giordano
Professional summary
Anthony Mark Giordano, who also goes by Anthony M Giordano, Anthony Giordano, Tony Giordano, is a registered financial professional currently at FORVIS MAZARS CAPITAL ADVISORS, LLC located in Denver, Colorado.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1987. Anthony has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Mark Giordano's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 12, 2008 - Present
FORVIS MAZARS CAPITAL ADVISORS, LLC
Office #1: 1801 California Street Suite 2900, Denver, CO 80202October 6, 2003 - January 14, 2004
WEDGE SECURITIES, LLC
July 14, 1993 - September 26, 2002
RBC DANIELS, L.P.
September 24, 1987 - March 14, 1989
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2014)
(4/13/2010)
(1/2/2014)
(1/2/2014)
(1/2/2014)
(1/2/2014)
(8/13/2025)
(1/2/2014)
(1/2/2014)
(1/2/2014)
(1/2/2014)
(1/2/2014)
(1/2/2014)
(7/17/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FORVIS MAZARS CAPITAL ADVISORS, LLC
CRD#: 43427 / SEC#: , 8-50322
Contact information
FINRA licenses (27 States and Territories)
Documents
Red Flags
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