Kenneth J. Williams
Professional summary
Kenneth James Williams, who also goes by Ken Williams, is a registered financial professional currently at SUNSTREET SECURITIES, LLC located in Kirkland, Washington.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1987. Kenneth has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth James Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2013 - Present
SUNSTREET SECURITIES, LLC
Office #1: Kirkland Corporate Center 11335 Ne 122nd Way, Suite 105, Kirkland, WA 98034September 29, 2000 - February 11, 2010
MML INVESTORS SERVICES, LLC
February 1, 1989 - May 31, 2013
MML INVESTORS SERVICES, LLC
September 21, 1987 - February 7, 1989
EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2013)
Exams
Series 62
Date: 6/14/1999
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
SUNSTREET SECURITIES, LLC
CRD#: 143211 / SEC#: , 8-67541
Contact information
FINRA licenses (38 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HADDAD, MUNIB SAID | CEO/CCO/CFO/FINOP/ROSFP/MANAGING MEMBER | 2610231 |
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 5,900,000 |
Red Flags
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