Kenneth James Williams
Professional Summary
Kenneth James Williams, who also goes by Ken Williams, is a registered financial advisor currently at SUNSTREET SECURITIES, LLC located in Kirkland, Washington. Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1987. Kenneth has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kenneth James Williams, Ken Williams
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
39 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
SUNSTREET SECURITIES, LLC
Contact Information
Main Address
10320 W. Mcdowell Rd Bldg F, Suite 6018, Avondale, AZ 85392Mailing Address
10320 W. Mcdowell Rd Bldg F, Suite 6018, Avondale, AZ 85392Phone Number
(800) 823-1822Established
Arizona since 01/04/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
18FINRA licenses (38 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HADDAD, MUNIB SAID | CEO/CCO/CFO/FINOP/ROSFP/MANAGING MEMBER | 2610231 |
Regulatory Assets Under Management
Total Number of Accounts
50AUM (Assets Under Management)
$6,500,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/1/2013)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jun 1999Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 1987About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Kenneth James Williams's CRS (Customer Relationship Summary).
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