FB
Frank D. Barber
MODERN WEALTH MANAGEMENT
Lenexa, KS 66227
Some features on this profile are disabled
CRD#: 1738443
FB
Professional summary
Frank Dean Barber, who also goes by Dean Barber, is a registered financial advisor currently at MODERN WEALTH MANAGEMENT, LLC located in Lenexa, Kansas.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Frank has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dean Barber
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FIVE STAR PROP MGMT- YES -13350 W 95TH ST, 66215-OFFICE SPACE RENTAL-CO-OWNER, PRES-06/06-0 HRS/MO.-- FIXED INS- YES -13350 W 95TH ST,66215-FIXED INS SALES-AGT-10/87- 5HR/MO, 0 DURING TRADING HRS.-- WEALTH MGMT RADIO SHOW- NO -13550 W 95TH STREET-LENEXA, KS 66215 - RADIO SHOW PRODUCTION AND SYNDICATION, SOCIAL SECURITY ANALYSIS & REPORT FOR FEES - PRESIDENT & OWNER - 4/1/07- 4HR/MO - EDUC RADIO LISTENERS RE FIN'L MATTERS AND SOCIAL SECURITY ANALYSIS AND REPORT FOR A FEE.-- BBD PUBLISHING-YES-LENEKA, KS 66215-WRITING-CO AUTHOR-6/1/11-0/0HRS-CO AUTHOR OF BOOK "RETIRE A WINNER". AMERICA'S WEALTH MANAGEMENT GROUP - YES - 13550 W 95TH ST LENEXA, KS 66215 - SUBSCRIPTION SERVICE FOR FINANCIAL ADVISORS -CEO/OWNER - 07/01/2012 - 10/10 HRS - MARKETING; PROVIDING INSTRUCTION & GUIDANCE TO FINANCIAL ADVISORS, CREATING CONTENT & RESOURCES FOR FINANCIAL ADVISORS. -- [BFG MANAGEMENT SERVICE, 13550 W. 95TH STREET LENEXA KS 66215, CEO, 1/1/2011, 1 HOURS TOTAL, 0 DURING TRADING HOURS, BFG MANAGEMENT SERVICE PAYS ALL EMPLOYEE SALARIES & OFFICE EXPENSES FOR BFG RELATED ENTITIES.].-- [BARBER FINANCIAL GROUP, 13550 W. 95TH ST. LENEXA KS 66215, 12/17/2009, HOURS TOTAL, DURING TRADING HOURS, MANAGE ALL EXECUTIVE ASPECTS OF OUTSIDE RIA.].-- [BARBER FINANCIAL GROUP (IAR), 13550 W. 95TH ST. LENEXA KS 66215, INVESTMET ADVISOR REPRESENTATIVE, 12/17/2010, HOURS TOTAL, DURING TRADING HOURS, PROVIDE INVESTMENT ADVICE TO CLIENTS.].-- [BARBER HOLDINGS, 13550 W. 95TH STREET LENEXA KS 66215, CEO, 1/1/2011, 1 HOURS TOTAL, 0 DURING TRADING HOURS, HOLDINGS COMPANY FOR ALL OF DEAN BARBER'S ENTITIES.].-- [Modern Wealth INSURANCE SERVICEs, 13550 W. 95TH STREET LENEXA KS 66215, 1/1/2011, 5 HOURS TOTAL, 5 DURING TRADING HOURS, FIXED INSRUANCE PLANNING & SALES.].-- [BFG INVESTMENT SERVICE, 13550 W. 95TH STREET LENEXA KS 66215, DORMANT ENTITY, PREVIOUSLY USED FOR BROKER DEALER RELATED CONCESSIONS & DISTRIBUTIONS BENJAMIN TECHNOLOGY, INC., BOARD MEMBER OFFERING STRATEGIC ADVICE ON TECHNICAL MARKETING AND PLANNING MATTERS. MAY RECEIVE REIMBURSEMENT COMPENSATION FOR TRAVEL. TIME SPENT: 5 HOUR/ MONTH
CRS (Client Relationship Summary) - RIA
Click below to view Frank Dean Barber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 26, 2023 - Present
MODERN WEALTH MANAGEMENT, LLC
Office #1: 13550 W 95th St., Lenexa, KS 66227RIA
CRD#: 324624
Lenexa, KS
Past
October 25, 2010 - December 19, 2023
BARBER FINANCIAL GROUP
RIA
CRD#: 152043
LENEXA, KS
Past
May 1, 2007 - September 19, 2016
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
LENEXA, KS
Past
April 27, 2007 - September 1, 2016
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
LENEXA, KS
Past
January 1, 2004 - April 27, 2007
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
LENEXA, KS
Past
January 1, 2004 - April 27, 2007
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
LENEXA, KS
Past
May 15, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
RIA
CRD#: 1703
LENEXA, KS
Past
January 1, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
June 3, 1997 - January 1, 2002
BMA FINANCIAL SERVICES, INC.
BD
CRD#: 7943
KANSAS CITY, MO
Past
September 30, 1987 - June 9, 1997
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
RIA
Registered Investment Advisory firm - (5/2/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(4/26/2023)
IAR
Texas(4/26/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
RIA
Registered Investment Advisory firm - (5/2/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
13550 W 95th St., Lenexa, KS 66227
Mailing Address
Phone number
(913) 393-1000
Established
Firm type
Fiscal year end
# of Employees
150
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 18,823 |
| AUM (Assets Under Management) | $ 6,148,915,787 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
