Robert R. Fielder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Randall Fielder, who also goes by Randall Fielder, Randy Fielder, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1987. Robert had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2015 - December 31, 2025
PARK 10 FINANCIAL LLC
April 22, 2015 - July 15, 2015
WEALTH TEAMS ALLIANCE
June 12, 2012 - April 1, 2014
MONEY MANAGERS INC
June 5, 2012 - April 16, 2015
NEXT FINANCIAL GROUP, INC.
May 30, 2012 - April 16, 2015
NEXT FINANCIAL GROUP, INC.
December 3, 2010 - June 14, 2012
PROACTIVE RETIREMENT SOLUTIONS
July 10, 2007 - November 24, 2010
NEXT FINANCIAL GROUP, INC.
February 22, 2007 - November 24, 2010
NEXT FINANCIAL GROUP, INC.
December 17, 2004 - March 2, 2007
ALLSTATE FINANCIAL SERVICES, LLC
May 20, 2002 - December 31, 2002
PRINCIPAL SECURITIES, INC.
April 25, 2002 - May 2, 2002
AMERIPRISE ADVISOR SERVICES, INC.
October 19, 2000 - May 6, 2002
PRINCIPAL SECURITIES, INC.
January 22, 1991 - December 31, 1991
SECURITIES AMERICA, INC.
August 3, 1989 - December 31, 1990
THE COLUMBIAN SECURITIES CORPORATION
November 17, 1988 - June 28, 1989
SCHAEFER SECURITIES, INC.
October 8, 1987 - November 15, 1988
THE COLUMBIAN SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARK 10 FINANCIAL LLC
CRD#: 226717 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 467,699 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
