Michael Spencer Meade
Professional Summary
Michael Spencer Meade is a registered financial advisor currently at LAMPOST CAPITAL, L.C. located in Boca Raton, Florida. Michael is registered as a RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 8 firms and has passed the Series 66, Series 63, Series 79TO, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 4, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
39 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
LAMPOST CAPITAL, L.C.
Contact Information
Main Address
1900 Glades Road Suite 205, Boca Raton, FL 33431Mailing Address
1900 Glades Rd Suite 205, Boca Raton, FL 33431Phone Number
(561) 883-0454Established
Florida since 07/16/1997Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MICHAEL S. MEADE IRREVOCABLE CREDIT SHELTER TRUST 09/28/2021 | NON-VOTING OWNER | — |
| MINDY J. MEADE IRREVOCABLE CREDIT SHELTER TRUST 09/28/2021 | NON-VOTING OWNER | — |
| POLLACK, GREGG ALLAN | CCO | 2653630 |
| MEADE, MICHAEL SPENCER | PRESIDENT / FINOP/COMPLIANCE OFFICIAL/ TRUSTEE, MINDY J. MEADE IRREVOCABLE CREDIT SHELTER TRUST | 1738234 |
| MEADE, MINDY JANA | TRUSTEE, MICHAEL S. MEADE IRREVOCABLE CREDIT SHELTER TRUST | 7446069 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/7/2016)
(12/5/1997)
(5/3/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Jan 2000SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Spencer Meade's CRS (Customer Relationship Summary).
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