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MM

Michael S. Meade

LAMPOST CAPITAL, L.C.
Boca Raton, FL 33431
Some features on this profile are disabled
CRD#: 1738234
MM

Professional summary

Michael Spencer Meade is a registered financial professional currently at LAMPOST CAPITAL, L.C. located in Boca Raton, Florida.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 8 firms and has passed the Series 66, Series 63, Series 79TO, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 4, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Spencer Meade's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 2, 1997 - Present

LAMPOST CAPITAL, L.C.

Office #1: 1900 Glades Road Suite 205, Boca Raton, FL 33431Office #2: 1900 Glades Road Suite 205, Boca Raton, FL 33431
BD
CRD#: 43706
Boca Raton, FL
Past

January 27, 2000 - June 13, 2000

1ST DISCOUNT BROKERAGE, INC.

BD
CRD#: 39164
LAKE WORTH, FL
Past

September 3, 1996 - July 1, 1997

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

July 29, 1996 - September 4, 1996

SHAMUS GROUP, INC.

BD
CRD#: 5036
Past

January 13, 1994 - August 3, 1999

FLETCHER INTERNATIONAL, LTD.

BD
CRD#: 35778
Past

September 18, 1991 - August 16, 1994

FLETCHER CAPITAL MARKETS, INC.

BD
CRD#: 24428
Past

April 23, 1990 - April 2, 1991

MIZUHO SECURITIES USA LLC

BD
CRD#: 19647
NEW YORK, NY
Past

September 22, 1987 - April 9, 1990

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(7/7/2016)
RR
Florida
(12/5/1997)
RR
New York
(5/3/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/15/2005
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/24/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 2/22/2013
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 55
Date: 1/5/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 9/19/1987
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 1/24/1998
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/24/1991
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/17/1991
General Securities Principal Examination
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

LC
LAMPOST CAPITAL, L.C.
LAMPOST CAPITAL, L.C.

CRD#: 43706 / SEC#: , 8-50382

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1900 Glades Road Suite 205, Boca Raton, FL 33431
Mailing Address
1900 Glades Rd Suite 205, Boca Raton, FL 33431
Phone number
(561) 883-0454
Established
Florida since 07/16/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MICHAEL S. MEADE IRREVOCABLE CREDIT SHELTER TRUST 09/28/2021NON-VOTING OWNER
MINDY J. MEADE IRREVOCABLE CREDIT SHELTER TRUST 09/28/2021NON-VOTING OWNER
POLLACK, GREGG ALLANCCO2653630
MEADE, MICHAEL SPENCERPRESIDENT / FINOP/COMPLIANCE OFFICIAL/ TRUSTEE, MINDY J. MEADE IRREVOCABLE CREDIT SHELTER TRUST1738234
MEADE, MINDY JANATRUSTEE, MICHAEL S. MEADE IRREVOCABLE CREDIT SHELTER TRUST7446069

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LAMPOST CAPITAL, L.C.

CRD#: 43706Boca Raton, FL 33431

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