TM
Thomas S. Morton
HAWKINS INVESTMENT COUNSEL
PUYALLUP, WA
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CRD#: 1738219
TM
Professional summary
Thomas Staley Morton, who also goes by Thomas Staley Morton Cfa, Tom Staley Morton, is a registered financial advisor currently at HAWKINS INVESTMENT COUNSEL, LLC located in Puyallup, Washington.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Thomas has worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Staley Morton Cfa | Tom Staley Morton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TOM MORTON IS SOLE OWNER AND MANAGING MEMBER OF MORTON PARTNERS, LLC ("MP"), A BUSINESS FORMED IN DECEMBER OF 2010. MP IS NOT AN INVESTMENT RELATED BUSINESS. MP'S BUSINESS ADDRESS IS 2314 43RD STREET SE PUYALLUP, WA 98374. MP OFFERS PROPERTY MANAGEMENT AND OTHER NON INVESTMENT RELATED SERVICES. TOM DEVOTES APPROXIMATELY 10 HOURS PER MONTH TO MP AND ZERO HOURS PER MONTH TO MP DURING TRADING HOURS. TOM BEGAN WORKING WITH HAWKINS INVESTMENT COUNSEL, LLC ("HIC") IN JANUARY 2011. ALL INVESTMENT-RELATED BUSINESS ACTIVITY IS PERFORMED THROUGH HIC, NOT MP.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Staley Morton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2011 - Present
HAWKINS INVESTMENT COUNSEL, LLC
RIA
CRD#: 134857
PUYALLUP, WA
Past
January 1, 2008 - April 20, 2009
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
BD
CRD#: 21771
TACOMA, WA
Past
July 15, 2004 - January 1, 2008
RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS
BD
CRD#: 37550
TACOMA, WA
Past
October 24, 1989 - August 26, 2004
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
BD
CRD#: 329
SEATTLE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HAWKINS INVESTMENT COUNSEL, LLC
HAWKINS & ASSOCIATES | HAWKINS INVESTMENT COUNSEL, LLC | HAWKINS ANDREWS INVESTMENT COUNSEL, LLC
CRD#: 134857 / SEC#: 801-129611
RIA
Registered Investment Advisory firm - (4/11/2024 Approved)Alaska
Registered Investment Advisory firm - (4/12/2024 Terminated)Oregon
Registered Investment Advisory firm - (5/13/2024 Terminated)Texas
Registered Investment Advisory firm - (4/12/2024 Terminated)Washington
Registered Investment Advisory firm - (5/15/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alaska(5/25/2022)
IAR
Texas(6/10/2013)
IAR
Washington(1/17/2011)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
HI
HAWKINS INVESTMENT COUNSEL, LLC
HAWKINS & ASSOCIATES | HAWKINS INVESTMENT COUNSEL, LLC | HAWKINS ANDREWS INVESTMENT COUNSEL, LLC
CRD#: 134857 / SEC#: 801-129611
RIA
Registered Investment Advisory firm - (4/11/2024 Approved)Alaska
Registered Investment Advisory firm - (4/12/2024 Terminated)Oregon
Registered Investment Advisory firm - (5/13/2024 Terminated)Texas
Registered Investment Advisory firm - (4/12/2024 Terminated)Washington
Registered Investment Advisory firm - (5/15/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Port Orchard, WA
Mailing Address
Phone number
(360) 536-2181
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 82 |
| AUM (Assets Under Management) | $ 150,833,739 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
