William Howard Banks Iv
Professional Summary
William Howard Banks IV, who also goes by Bill Howard Banks IV, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1987 - 2019. William had worked at 5 firms and has passed the Series 63, SIE, Series 82, Series 7 and Series 3 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bill Howard Banks Iv
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
NEWCOURT SECURITIES, LTD
Contact Information
Established
New York since 11/24/1999Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LAWRENCE, PETER M | PRESIDENT/CEO/CCO/GSP/SECRETARY/TREASURER | 1737763 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82 — Limited Representative-Private Securities Offerings
Passed Mar 2018About the Series 82 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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