Miguel E. Gonzalez
Professional summary
Miguel Eduardo Gonzalez, who also goes by Michael Edward Gonnzalez, Michael Edward Gonzalez, is a registered financial professional currently at SHEARSON FINANCIAL SERVICES, LLC located in Boca Raton, Florida.
Miguel is registered as a RR (Registered Representative) and started their career in finance in 1987. Miguel has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Miguel Eduardo Gonzalez's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2006 - Present
SHEARSON FINANCIAL SERVICES, LLC
Office #1: 7000 W. Palmetto Park Rd Suite 501, Boca Raton, FL 33433August 12, 1996 - October 29, 1999
GKN SECURITIES CORP.
August 5, 1993 - August 22, 1996
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
April 12, 1990 - August 22, 1996
UBS FINANCIAL SERVICES INC.
October 21, 1987 - April 24, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/30/2006)
(5/31/2024)
(2/10/2011)
Exams
FINRA
Current Firm
SHEARSON FINANCIAL SERVICES, LLC
CRD#: 38619 / SEC#: 801-61866, 8-48313
Contact information
FINRA licenses (45 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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Company Information
SHEARSON FINANCIAL SERVICES, LLC
CRD#: 38619Boca Raton, FL 33433TRUST BUT VERIFY
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