Michael P. Mccarthy
Professional summary
Michael P Mccarthy, who also goes by Michael Peter Mccarthy, is a registered financial advisor currently at ARIN RISK ADVISORS LLC located in Conshohocken, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Michael has worked at 6 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael P Mccarthy's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2025 - Present
ARIN RISK ADVISORS LLC
Office #1: 1100 East Hector Street Suite 215, Conshohocken, PA 19428April 25, 2022 - October 8, 2024
WELLS FARGO CLEARING SERVICES, LLC
June 5, 2012 - July 16, 2020
BOENNING & SCATTERGOOD, INC.
November 24, 2009 - May 17, 2012
SESLIA SECURITIES
September 7, 2007 - November 7, 2009
CROWELL, WEEDON & CO.
July 10, 2006 - September 7, 2007
CROWELL, WEEDON & CO.
May 9, 1997 - June 22, 2006
SAL EQUITY TRADING, GP
Primary Firm SEC Registration
ARIN RISK ADVISORS LLC
CRD#: 151491 / SEC#: 801-70598
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/19/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/4/1999
Limited Representative-Equity Trader ExamCurrent Firm
ARIN RISK ADVISORS LLC
CRD#: 151491 / SEC#: 801-70598
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 4,974,237,788 |
Red Flags
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