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Cristina Deniel

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CRD#: 1737970
CD

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cristina Deniel, CFA, who also goes by Cristina Deniel Elsea, was a registered financial professional .

Cristina is a previously registered financial professional and started their career in finance in 1988. Cristina had worked at 2 firms and has passed the Series 3 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Cristina Deniel Elsea

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Experience


Past

May 29, 2002 - December 31, 2005

SC CAPITAL ADVISORS

RIA
CRD#: 123875
PALM DESERT, CA
Past

May 29, 2002 - January 17, 2017

SC CAPITAL ADVISORS

RIA
CRD#: 123875
PALM DESERT, CA
Past

February 18, 1988 - July 11, 1988

BANCAMERICA SECURITIES, INC.

BD
CRD#: 17977

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 3
Date: 9/11/1987
National Commodity Futures Examination
Principal/Supervisory Exam

Current Firm


SC
SC CAPITAL ADVISORS
SC CAPITAL ADVICORS | STEIN WHITTINGTON INVESTMENT ADVISORS | STEIN WHITTINGTON DENIEL INVESTMENT ADVISORS, INC. | STEIN CROSBY CAPITAL ADVISORS, INC. | SC CAPITAL ADVISORS

CRD#: 123875 / SEC#: 801-64060

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Contact information


Main Address
41-750 Rancho Las Palmas Dr Suite N-3, Rancho Mirage, CA 92270
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SC CAPITAL ADVISORS

CRD#: 123875

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