Kelly A. Yovandich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kelly Alane Yovandich, who also goes by Kelly Alane Ray, was a registered financial professional .
Kelly is a previously registered financial professional and started their career in finance in 1987. Kelly had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2013 - March 3, 2021
J.A. GLYNN INVESTMENTS, LLC.
September 24, 2001 - August 2, 2012
LPL FINANCIAL LLC
September 24, 1987 - March 16, 2000
STIFEL, NICOLAUS & COMPANY, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
J.A. GLYNN INVESTMENTS, LLC.
CRD#: 22011 / SEC#: 801-53844, 8-39465
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.A. GLYNN & CO. | PARENT | |
| CONLEY, NORMAN BENEDICT III | PRESIDENT, CHIEF EXECUTIVE OFFICER,CHAIRMAN, CCO | 2543624 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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