Marie C. Patton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marie Crandall Patton was a registered financial professional .
Marie is a previously registered financial professional and started their career in finance in 2005. Marie had worked at 4 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2018 - January 13, 2021
OPENDOOR SECURITIES LLC
July 19, 2016 - January 18, 2018
ICAP SECURITIES USA LLC
July 12, 2016 - January 18, 2018
TP ICAP GLOBAL MARKETS AMERICAS LLC
September 13, 2005 - October 19, 2016
BROKERTEC AMERICAS LLC
State Registrations and Notice Filings
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Exams
Current Firm
OPENDOOR SECURITIES LLC
CRD#: 226581 / SEC#: , 8-69624
Contact information
Documents
Red Flags
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