Anthony J. Sweeney
Professional summary
Anthony Joseph Sweeney, who also goes by Tony Sweeney, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1992. Anthony has worked at 7 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Joseph Sweeney's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2013 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008October 22, 2013 - June 3, 2015
FIRST BROKERS SECURITIES LLC
October 22, 2013 - December 21, 2016
BROKERTEC AMERICAS LLC
February 19, 2002 - June 30, 2023
ICAP SECURITIES USA LLC
January 11, 2000 - January 25, 2002
ICAP SECURITIES USA LLC
January 11, 2000 - December 31, 2004
GARBAN CAPITAL MARKETS LLC
January 11, 2000 - March 3, 2008
INTERCAPITAL SECURITIES LLC
April 30, 1992 - January 10, 2000
TITUS & DONNELLY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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