Charles L. Heekin
Professional summary
Charles Lewis Heekin II, who also goes by Charles Lewis Heekin, Charles Heekin, Charlie Heekin, is a registered financial advisor currently at MILLENNIAL WEALTH ADVISORS located in Delray Beach, Florida.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Charles has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Lewis Heekin II's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 11, 2015 - Present
MILLENNIAL WEALTH ADVISORS
November 28, 2012 - December 31, 2014
FORESTVIEW WEALTH MANAGEMENT, LLC
October 10, 2000 - March 1, 2002
CREDIT SUISSE SECURITIES (USA) LLC
December 18, 1997 - October 10, 2000
PERSHING LLC
February 1, 1997 - January 6, 1998
SALOMON BROTHERS INC.
August 9, 1993 - January 29, 1997
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/6/2021)
(3/11/2015)
(10/16/2015)
Exams
Current Firm
MILLENNIAL WEALTH ADVISORS
CRD#: 174201 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 49 |
| AUM (Assets Under Management) | $ 146,048,654 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
