Theodore R. Bigman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Ronald Bigman was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1987. Theodore had worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2007 - June 1, 2011
MORGAN STANLEY INVESTMENT ADVISORS INC.
June 30, 2006 - March 15, 2021
MORGAN STANLEY DISTRIBUTION, INC.
March 21, 1995 - July 11, 2006
MORGAN STANLEY & CO. LLC
November 25, 1987 - March 13, 1995
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/17/2024
General Securities Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
