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RB

Robert L. Branstetter

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CRD#: 1737174
RB

Professional summary

Robert Lee Branstetter JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Robert is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Robert had worked at 4 firms, which includes 1ST GLOBAL CAPITAL CORP., FIVE STAR RESOURCES INC., AVANTAX INVESTMENT SERVICES INC., TRIPLE CHECK FINANCIAL SERVICES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bob Branstetter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 18, 1994 - January 25, 2000

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
DALLAS, TX
Past

February 19, 1993 - July 18, 1994

FIVE STAR RESOURCES, INC.

BD
CRD#: 30414
Past

August 26, 1992 - December 8, 1992

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX
Past

October 20, 1987 - September 9, 1992

TRIPLE CHECK FINANCIAL SERVICES, INC.

BD
CRD#: 13344
BURBANK, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/28/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/17/1987
General Securities Representative Examination

Current Firm

1G
1ST GLOBAL CAPITAL CORP.
1ST GLOBAL CAPITAL CORP.

CRD#: 30349 / SEC#: , 8-44870

BD
Terminated by SEC on 01/04/2020
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 05/19/1992
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
STEWART, EVERETT PAUL JREVP, CCO2025188

Disclosures

Regulatory Event3
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

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