Brent R. Rystrom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brent Robert Rystrom was a registered financial professional .
Brent is a previously registered financial professional and started their career in finance in 1987. Brent had worked at 5 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2009 - May 12, 2017
FELTL & COMPANY
February 13, 1997 - April 27, 2004
PIPER SANDLER & CO.
July 19, 1993 - October 19, 1993
HAMILTON INVESTMENTS, INC.
November 13, 1989 - July 19, 1993
CRAIG-HALLUM, INC.
October 21, 1987 - December 12, 1989
JOHN G. KINNARD AND COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FELTL & COMPANY
CRD#: 6905 / SEC#: 801-68779, 8-18435
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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