Matthew J. Teplitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Jay Teplitz was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1996. Matthew had worked at 3 firms and has passed the Series 65 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2011 - January 2, 2025
GUYASUTA INVESTMENT ADVISORS, INCORPORATED
September 8, 2009 - February 17, 2011
NEGLEY CAPITAL MANAGEMENT LLC
January 23, 1996 - December 17, 2008
QUAKER CAPITAL MANAGEMENT CORP
Primary Firm SEC Registration
GUYASUTA INVESTMENT ADVISORS, INCORPORATED
CRD#: 108400 / SEC#: 801-47201
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 11/20/1995
Non-Member General Securities ExaminationCurrent Firm
GUYASUTA INVESTMENT ADVISORS, INCORPORATED
CRD#: 108400 / SEC#: 801-47201
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,358 |
| AUM (Assets Under Management) | $ 2,353,148,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/06/2024 | ||
| 11/13/2023 | ||
| 06/30/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
