Harry A. Strunk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Allen Strunk was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1987. Harry had worked at 9 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2006 - May 30, 2014
PURSHE KAPLAN STERLING INVESTMENTS
October 5, 2004 - November 30, 2005
PAN-AMERICAN FINANCIAL ADVISERS
October 15, 2003 - September 30, 2004
INVESTMENT SECURITY CORPORATION
November 4, 2002 - August 26, 2003
STONEHAVEN, LLC
April 3, 2002 - January 10, 2003
PCS SECURITIES, INC.
November 24, 1998 - February 28, 2002
MORGAN KEEGAN & COMPANY, LLC
June 10, 1994 - December 2, 1998
UBS FINANCIAL SERVICES INC.
June 5, 1991 - June 10, 1994
PRUDENTIAL EQUITY GROUP, LLC
September 24, 1987 - June 10, 1991
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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