Philip J. Bafundo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Joseph Bafundo was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1998. Philip had worked at 3 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2004 - February 4, 2005
TAURUS GLOBAL FUND ADVISORS
March 20, 2000 - February 21, 2002
COWEN AND COMPANY
July 8, 1999 - November 8, 2000
FUNDS DISTRIBUTOR, LLC
March 27, 1998 - July 2, 1999
COWEN AND COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
TAURUS GLOBAL FUND ADVISORS
CRD#: 129881 / SEC#: , 8-66269
Contact information
Documents
Red Flags
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