Mark V. Hallock
Professional summary
Mark Vincent Hallock is a registered financial professional currently at M2O PRIVATE FUND ADVISORS LLC located in White Plains, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1988. Mark has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Vincent Hallock's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2012 - Present
M2O PRIVATE FUND ADVISORS LLC
Office #1: 1 North Lexington Ave Suite 500, White Plains, NY 10601Office #2: 1 North Lexington Ave Suite 500, White Plains, NY 10601October 21, 2005 - April 25, 2012
JEFFERIES LLC
January 17, 2003 - June 21, 2004
CREDIT SUISSE SECURITIES (USA) LLC
February 3, 1999 - January 17, 2003
PERSHING LLC
July 28, 1998 - February 4, 1999
BANC OF AMERICA SECURITIES LLC
February 23, 1988 - August 14, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/11/2012)
(9/4/2012)
(4/18/2012)
(10/11/2013)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
M2O PRIVATE FUND ADVISORS LLC
CRD#: 158741 / SEC#: , 8-68917
Contact information
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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