Thomas E. Murphy

MURPHY & SYLVEST

Dallas, TX 75240

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CRD#: 1736708

Professional summary

Thomas Eugene Murphy, AIF®, CFP®, who also goes by Thomas Eugene Murphy Jr, Tom Murphy, is a registered financial advisor currently at MURPHY & SYLVEST located in Dallas, Texas.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Thomas has worked at 6 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Eugene Murphy Jr | Tom Murphy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: Thomas E Murphy, CFP, LLC dba NTFPA REL: Y ADD: 13760 Noel Rd. Suite 300 Dallas Texas 75240 NATURE: LIFE AND HEALTH POSITION: AGENT START DATE: 11/01/1987 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING:10

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Eugene Murphy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

January 16, 2013 - Present

MURPHY & SYLVEST

Office #1: 13760 Noel Road Suite 300, Dallas, TX 75240

RIA

CRD#: 165130

Dallas, TX

Past

March 1, 1996 - July 20, 2006

HFG ADVISORS, L.L.C.

RIA

CRD#: 110138

DALLAS, TX

Past

March 1, 1996 - January 18, 2013

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

DALLAS, TX

Past

March 1, 1996 - January 18, 2013

MML INVESTORS SERVICES, LLC

CRD#: 10409

DALLAS, TX

Past

June 1, 1990 - March 1, 1996

G. R. PHELPS & CO., INC.

CRD#: 173

Past

January 5, 1988 - June 5, 1990

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

October 12, 1987 - October 26, 1987

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MURPHY & SYLVEST

MURPHY & SYLVEST | SYLVEST ADVISORS, LLC

CRD#: 165130 / SEC#: 801-113128

RIA

Registered Investment Advisory firm - (5/3/2018 Approved)

Louisiana

Registered Investment Advisory firm - (5/4/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/4/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(7/21/2014)

IAR

Texas
(1/16/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/9/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/7/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/9/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/3/2004

General Securities Principal Examination

Current Firm

MURPHY & SYLVEST

MURPHY & SYLVEST | SYLVEST ADVISORS, LLC

CRD#: 165130 / SEC#: 801-113128

RIA

Registered Investment Advisory firm - (5/3/2018 Approved)

Louisiana

Registered Investment Advisory firm - (5/4/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/4/2018 Terminated)

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Contact information

Main Address

13760 Noel Road Suite 300, Dallas, TX 75240

Mailing Address

Phone number

(214) 373-8362

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (7/8/2025)

Regulatory assets under management

Total Number of Accounts	1,186
AUM (Assets Under Management)	$ 378,968,097

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/20/2024	Cover Page	Report
10/25/2023	Cover Page	Report
12/07/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas E. Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Eugene Murphy's CRS (Customer Relationship Summary).

Certified licenses

Experience

HFG ADVISORS, L.L.C.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

G. R. PHELPS & CO., INC.

1717 CAPITAL MANAGEMENT COMPANY

GREEN HILL FINANCIAL SERVICE CORPORATION

Primary Firm SEC Registration

MURPHY & SYLVEST

State Registrations and Notice Filings

Exams

Series 63

Date: 10/9/1987

Series 7

Date: 6/7/1999

Series 6

Date: 10/9/1987

Series 24

Date: 9/3/2004

Current Firm

MURPHY & SYLVEST

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MURPHY & SYLVEST

TRUST BUT VERIFY

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