William K. Doyle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Kersten Doyle, who also goes by Bill Doyle, William K Doyle, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1992. William had worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 1996 - February 8, 2021
KERLIN CAPITAL GROUP LLC
October 23, 1992 - December 23, 1994
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
KERLIN CAPITAL GROUP LLC
CRD#: 40263 / SEC#: , 8-48997
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOYLE, CHERYL SECREST | OWNER | |
| DOYLE, WILLIAM KERSTEN | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | 1736503 |
Red Flags
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