Anthony J. Carrubba
Professional summary
Anthony Joseph Carrubba, who also goes by Anthony J Carrubba, is a registered financial professional currently at LORD ABBETT DISTRIBUTOR LLC located in Jersey City, New Jersey.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1992. Anthony has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Joseph Carrubba's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 11, 2017 - Present
LORD ABBETT DISTRIBUTOR LLC
Office #1: 30 Hudson Street, Jersey City, NJ 07302June 9, 2014 - January 3, 2017
TOUCHSTONE SECURITIES, INC.
November 9, 2012 - May 12, 2014
MIDAMERICA FINANCIAL SERVICES, INC.
September 22, 2011 - December 22, 2011
MSEC, LLC
November 7, 2007 - April 16, 2009
WADDELL & REED
June 27, 2003 - January 24, 2011
IVY DISTRIBUTORS, INC.
May 2, 2001 - January 24, 2011
WADDELL & REED
December 22, 1999 - April 23, 2001
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
July 1, 1998 - November 2, 1998
COWEN AND COMPANY
December 9, 1996 - July 1, 1998
FINANCIAL SQUARE PARTNERS
August 5, 1992 - January 1, 1997
OCC DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2017)
Exams
FINRA
Current Firm
LORD ABBETT DISTRIBUTOR LLC
CRD#: 530 / SEC#: , 8-216
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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