Colin M. Carter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colin Mark Carter was a registered financial professional .
Colin is a previously registered financial professional and started their career in finance in 1987. Colin had worked at 5 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2011 - December 17, 2012
PRESIDIO MERCHANT PARTNERS LLC
December 5, 2003 - October 3, 2016
PRESIDIO CAPITAL ADVISORS LLC
June 9, 2003 - October 22, 2008
PRESIDIO CAPITAL ADVISORS, LLC
June 9, 2003 - September 3, 2010
PRESIDIO CAPITAL ADVISORS, LLC
December 4, 1997 - June 10, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 4, 1997 - June 10, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 22, 1987 - December 12, 1997
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRESIDIO MERCHANT PARTNERS LLC
CRD#: 46473 / SEC#: , 8-51431
Contact information
FINRA licenses (19 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRESIDIO FINANCIAL PARTNERS LLC DBA THE PRESIDIO GROUP LLC | SHAREHOLDER | |
| COBB, BRODIE LYLE | CEO, CCO | 2286448 |
| COLLINS, ELIZABETH SARAH | FINOP |
Red Flags
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