Robert S. Ambrozy
Professional summary
Robert Stephen Ambrozy, who also goes by Bob Ambrozy, is a registered financial advisor currently at AMBROZY & ASSOCIATES, INC. located in Cranford, New Jersey.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Robert has worked at 8 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Stephen Ambrozy's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2004 - Present
AMBROZY & ASSOCIATES, INC.
May 26, 1999 - March 24, 2000
THE KEY GROUP INC.
January 31, 1997 - March 10, 1999
OSAIC WEALTH, INC.
February 8, 1996 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
October 4, 1991 - January 22, 1996
SUMMIT EQUITIES, INC.
September 12, 1990 - October 11, 1991
GUARDIAN INVESTOR SERVICES LLC
October 2, 1987 - December 31, 1989
SIGNATOR INVESTORS, INC.
October 2, 1987 - September 21, 1990
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/12/2004)
Exams
Current Firm
AMBROZY & ASSOCIATES, INC.
CRD#: 129318 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 1,557,580 |
Red Flags
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