Larry L. Kline

GATEWAY WEALTH

Stow, OH

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CRD#: 1736272

Professional summary

Larry Lee Kline is a registered financial advisor currently at GATEWAY WEALTH, INC. located in Stow, Ohio and OSAIC WEALTH, INC. located in Greenville, South Carolina.

Larry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Larry has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry Lee Kline's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 5, 2012 - Present

GATEWAY WEALTH, INC.

RIA

CRD#: 106022

Stow, OH

Current

November 3, 2023 - Present

OSAIC WEALTH, INC.

RIA

CRD#: 23131

GREENVILLE, SC

Past

September 17, 1990 - November 3, 2023

FSC SECURITIES CORPORATION

CRD#: 7461

STOW, OH

Past

November 18, 1987 - September 24, 1990

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/3/2023)

California
(11/3/2023)

Colorado
(11/3/2023)

Florida
(11/3/2023)

Georgia
(11/3/2023)

Illinois
(11/3/2023)

Massachusetts
(11/3/2023)

Missouri
(11/3/2023)

New Hampshire
(11/3/2023)

New York
(11/3/2023)

North Carolina
(11/3/2023)

IAR

Ohio
(7/5/2012)

Ohio
(11/3/2023)

Pennsylvania
(11/3/2023)

South Carolina
(11/3/2023)

Tennessee
(11/3/2023)

Texas
(11/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/14/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/24/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/17/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/14/1991

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GATEWAY WEALTH, INC.

GATEWAY WEALTH, INC. | PENSION CONSULTING SERVICES INC

CRD#: 106022 / SEC#: 801-40802

RIA

Registered Investment Advisory firm - (6/26/2012 Terminated)

Ohio

Registered Investment Advisory firm - (7/5/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Stow, OH

Mailing Address

Phone number

(330) 896-2900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	186
AUM (Assets Under Management)	$ 84,608,546

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Larry L. Kline

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry Lee Kline's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

VESTAX SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 5/14/2022

Series 63

Date: 7/24/1996

SIE

Date: 10/1/2018

Series 7

Date: 10/17/1987

Series 24

Date: 1/14/1991

FINRA

Current Firm

GATEWAY WEALTH, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GATEWAY WEALTH, INC.

TRUST BUT VERIFY

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