Albert F. Barbaro

AMERICAN BEACON ADVISORS

Tallassee, AL

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CRD#: 1736146

Professional summary

Albert Frederick Barbaro JR is a registered financial advisor currently at AMERICAN BEACON ADVISORS, INC. located in Tallassee, Alabama and RESOLUTE INVESTMENT DISTRIBUTORS, INC. located in Irving`, Texas.

Albert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Albert has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Providing sales activities for American Beacon Advisors which is an affiliate of Resolute Investment Distributors, Inc

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Albert Frederick Barbaro JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 2022 - Present

AMERICAN BEACON ADVISORS, INC.

RIA

CRD#: 105552

Tallassee, AL

Current

July 28, 2022 - Present

RESOLUTE INVESTMENT DISTRIBUTORS, INC.

Office #1: 220 East Las Colinas Blvd. Suite 1200, Irving`, TX 75039

CRD#: 287788

Irving`, TX

Past

July 21, 2008 - July 25, 2022

NATIXIS ADVISORS, LLC

RIA

CRD#: 106800

Walnut Creek, CA

Past

June 17, 2004 - July 25, 2022

NATIXIS DISTRIBUTION, LLC

CRD#: 34754

San Francisco, CA

Past

April 19, 2002 - June 14, 2004

LEVCO SECURITIES, INC.

CRD#: 41585

NEW YORK, NY

Past

November 1, 1996 - April 5, 2002

EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731

BOSTON, MA

Past

February 3, 1993 - November 1, 1996

EATON VANCE DISTRIBUTORS, INC.

CRD#: 8039

BOSTON, MA

Past

August 17, 1992 - November 10, 1992

MOORS & CABOT, INC.

CRD#: 594

BOSTON, MA

Past

August 2, 1991 - December 31, 1991

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

June 15, 1989 - October 11, 1989

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

January 14, 1988 - April 26, 1988

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

Past

September 24, 1987 - November 28, 1987

L. F. ROTHSCHILD & CO. INCORPORATED

CRD#: 501

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERICAN BEACON ADVISORS, INC.

AMERICAN BEACON ADVISORS, INC. | AMR INVESTMENTS | AMR INVESTMENT SERVICES, INC | AMR INVESTMENT

CRD#: 105552 / SEC#: 801-29198

RIA

Registered Investment Advisory firm - (3/10/1987 Approved)

Montana

Registered Investment Advisory firm - (5/7/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/28/2022)

Georgia
(7/28/2022)

Mississippi
(7/28/2022)

Tennessee
(7/28/2022)

IAR

Texas
(9/23/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/1/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/2/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/19/2019

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AMERICAN BEACON ADVISORS, INC.

AMERICAN BEACON ADVISORS, INC. | AMR INVESTMENTS | AMR INVESTMENT SERVICES, INC | AMR INVESTMENT

CRD#: 105552 / SEC#: 801-29198

RIA

Registered Investment Advisory firm - (3/10/1987 Approved)

Montana

Registered Investment Advisory firm - (5/7/2004 Terminated)

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Contact information

Main Address

220 East Las Colinas Blvd., Suite 1200, Irving, TX 75039-5500

Mailing Address

Phone number

(817) 391-6100

Established

Firm type

Fiscal year end

# of Employees

125

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

AMERICAN BEACON ADVISORS FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	65
AUM (Assets Under Management)	$ 58,789,969,013

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Albert F. Barbaro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Albert Frederick Barbaro JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

RESOLUTE INVESTMENT DISTRIBUTORS, INC.

NATIXIS ADVISORS, LLC

NATIXIS DISTRIBUTION, LLC

LEVCO SECURITIES, INC.

EATON VANCE DISTRIBUTORS, INC.

EATON VANCE DISTRIBUTORS, INC.

MOORS & CABOT, INC.

COMMONWEALTH FINANCIAL NETWORK

LEHMAN BROTHERS INC.

THOMSON MCKINNON SECURITIES INC.

L. F. ROTHSCHILD & CO. INCORPORATED

Primary Firm SEC Registration

AMERICAN BEACON ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/1/2001

Series 63

Date: 10/2/1987

SIE

Date: 10/1/2018

Series 7

Date: 9/19/1987

Series 24

Date: 6/19/2019

FINRA

Current Firm

AMERICAN BEACON ADVISORS, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMERICAN BEACON ADVISORS, INC.

TRUST BUT VERIFY

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