Salvatore Geraci

HHM WEALTH ADVISORS

CHATTANOOGA, TN 37403

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CRD#: 1736064

Professional summary

Salvatore Geraci, CFP®, who also goes by Sal Geraci, is a registered financial advisor currently at HHM WEALTH ADVISORS, LLC located in Chattanooga, Tennessee.

Salvatore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Salvatore has worked at 8 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sal Geraci

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Salvatore Geraci's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 7, 2009 - Present

HHM WEALTH ADVISORS, LLC

Office #1: 1181 King Street, Chattanooga, TN 37403

RIA

CRD#: 150843

CHATTANOOGA, TN

Past

July 5, 2006 - December 16, 2009

HHM WEALTH ADVISORS, LLC

RIA

CRD#: 114631

CHATTANOOGA, TN

Past

June 30, 2006 - July 30, 2009

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

CHATTANOOGA, TN

Past

May 24, 2004 - February 18, 2005

EVERGREEN MANAGEMENT INC

RIA

CRD#: 108286

CHATTANOOGA, TN

Past

March 29, 2004 - June 30, 2006

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

CHATTANOOGA, TN

Past

April 5, 2001 - June 30, 2006

M HOLDINGS SECURITIES, INC.

CRD#: 43285

CHATTANOOGA, TN

Past

January 12, 1996 - April 3, 2001

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

November 24, 1989 - December 8, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

November 19, 1989 - January 18, 1996

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

September 24, 1987 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HHM WEALTH ADVISORS, LLC

CRD#: 150843 / SEC#: 801-70419

RIA

Registered Investment Advisory firm - (8/7/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(8/7/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/6/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

Current Firm

HHM WEALTH ADVISORS, LLC

CRD#: 150843 / SEC#: 801-70419

RIA

Registered Investment Advisory firm - (8/7/2009 Approved)

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Contact information

Main Address

1181 King Street, Chattanooga, TN 37403

Mailing Address

Phone number

(423) 826-1670

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HHM WEALTH ADVISORS, LLC (4/2/2025)

Regulatory assets under management

Total Number of Accounts	3,313
AUM (Assets Under Management)	$ 1,406,920,944

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/12/2026	Cover Page	Report
10/24/2024	Cover Page	Report
01/18/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Salvatore Geraci

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Salvatore Geraci's CRS (Customer Relationship Summary).

Certified licenses

Experience

HHM WEALTH ADVISORS, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

EVERGREEN MANAGEMENT INC

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

MUTUAL SERVICE CORPORATION

INTEGRATED RESOURCES EQUITY CORPORATION

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

Primary Firm SEC Registration

HHM WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/6/1987

Series 7

Date: 9/19/1987

Current Firm

HHM WEALTH ADVISORS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HHM WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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