James W. Zeberlein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Willard Zeberlein JR, who also goes by Jim Zeberlein Jr, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1987. James had worked at 11 firms and has passed the Series 63, Series 65, Series 7, Series 6, Series 22 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2017 - February 24, 2020
MEDICUS WEALTH PLANNING, INC.
February 26, 2007 - March 12, 2018
Z FINANCIAL PLANNING LLC
February 13, 2006 - November 15, 2006
BLUE BARN WEALTH
March 17, 2003 - October 6, 2005
OSAIC FA, INC.
March 17, 2003 - October 6, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 17, 2003 - October 6, 2005
OSAIC FA, INC.
February 12, 2002 - March 5, 2003
WELLS FARGO INVESTMENTS, LLC
August 22, 2001 - January 9, 2002
WELLS FARGO SECURITIES, LLC
June 12, 2001 - March 5, 2003
WELLS FARGO INVESTMENTS, LLC
February 22, 2001 - June 13, 2001
WELLS FARGO SECURITIES, LLC
July 8, 1994 - March 9, 1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 8, 1994 - March 9, 1995
OSAIC FA, INC.
August 13, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
August 13, 1991 - July 28, 1994
PRUCO SECURITIES, LLC.
December 23, 1987 - June 6, 1991
FORESTERS FINANCIAL SERVICES, INC.
September 17, 1987 - November 2, 1987
WADDELL & REED
Primary Firm SEC Registration
MEDICUS WEALTH PLANNING, INC.
CRD#: 282904 / SEC#: 801-130385
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MEDICUS WEALTH PLANNING, INC.
CRD#: 282904 / SEC#: 801-130385
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 536 |
| AUM (Assets Under Management) | $ 130,277,879 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
