Scott E. Sucoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Eliot Sucoff, who also goes by Scott E Sucoff, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1987. Scott had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2010 - September 15, 2010
EQUITY SOURCE PARTNERS, LLC
August 14, 2006 - May 12, 2009
EQUITY SOURCE PARTNERS, LLC
March 26, 2003 - August 17, 2006
LAIDLAW & COMPANY (UK) LTD.
December 8, 1999 - March 21, 2003
KSH INVESTMENT GROUP, INC.
April 4, 1996 - September 29, 1999
PRUDENTIAL EQUITY GROUP, LLC
July 31, 1993 - April 25, 1996
CITIGROUP GLOBAL MARKETS INC.
February 7, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
October 20, 1987 - January 28, 1991
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EQUITY SOURCE PARTNERS, LLC
CRD#: 140227 / SEC#: , 8-67295
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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