Dennis H. Ober
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Harold Ober was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1987. Dennis had worked at 7 firms and has passed the Series 65, Series 63, Series 62, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2011 - December 31, 2017
MANAGED RISK STRATEGIES
July 26, 2005 - December 31, 2010
NEXT FINANCIAL GROUP, INC.
February 12, 2004 - December 31, 2010
NEXT FINANCIAL GROUP, INC.
January 1, 2004 - February 9, 2004
VOYA FINANCIAL ADVISORS, INC.
March 10, 1997 - January 1, 2004
LOCUST STREET SECURITIES, INC.
February 20, 1996 - December 31, 1996
WORKMAN SECURITIES CORPORATION
February 3, 1994 - December 31, 1995
VSR FINANCIAL SERVICES, INC.
September 14, 1987 - February 1, 1994
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 3/5/2001
Corporate Securities Limited Representative ExaminationCurrent Firm
MANAGED RISK STRATEGIES
CRD#: 159005 / SEC#:
Contact information
Red Flags
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