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HC

Hector G. Calzada

DELOITTE CORPORATE FINANCE LLC
Atlanta, GA 30303-1749
Some features on this profile are disabled
CRD#: 1735810
HC

Professional summary

Hector Geronimo Calzada JR, who also goes by Tico Calzada Jr, is a registered financial professional currently at DELOITTE CORPORATE FINANCE LLC located in Atlanta, Georgia.

Hector is registered as a RR (Registered Representative) and started their career in finance in 2003. Hector has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tico Calzada Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Hector Geronimo Calzada JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 25, 2009 - Present

DELOITTE CORPORATE FINANCE LLC

Office #1: 1230 Peachtree Street Ne, Atlanta, GA 30303-1749
BD
CRD#: 111747
Atlanta, GA
Past

January 15, 2003 - August 28, 2008

HOULIHAN LOKEY CAPITAL, INC.

BD
CRD#: 17708
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/16/2009)
RR
Arkansas
(11/16/2009)
RR
California
(11/16/2009)
RR
Florida
(11/16/2009)
RR
Georgia
(8/25/2009)
RR
Illinois
(11/16/2009)
RR
Indiana
(11/16/2009)
RR
Kentucky
(11/16/2009)
RR
Louisiana
(11/16/2009)
RR
Massachusetts
(11/16/2009)
RR
Michigan
(8/25/2009)
RR
Mississippi
(11/16/2009)
RR
Missouri
(11/16/2009)
RR
New Jersey
(11/16/2009)
RR
New York
(11/16/2009)
RR
North Carolina
(11/16/2009)
RR
Ohio
(11/17/2009)
RR
Pennsylvania
(11/16/2009)
RR
Puerto Rico
(11/16/2009)
RR
South Carolina
(11/16/2009)
RR
Texas
(11/16/2009)
RR
Virginia
(11/16/2009)
RR
West Virginia
(11/16/2009)
RR
Wisconsin
(11/16/2009)

Exams

State Security Law Exam
RR
Series 63
Date: 12/19/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/14/2003
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

DC
DELOITTE CORPORATE FINANCE LLC
DELOITTE & TOUCHE CORPORATE FINANCE LLC | DELOITTE CORPORATE FINANCE LLC

CRD#: 111747 / SEC#: , 8-53196

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
111 S. Wacker Drive, Chicago, IL 60606-4301
Mailing Address
111 S. Wacker Drive, Chicago, IL 60606-4301
Phone number
(213) 688-6560
Established
Delaware since 01/02/2001
Firm type
Limited Liability Company
Fiscal year end
May
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DELOITTE CORPORATE FINANCE HOLDING LLCPARENT (SOLE MEMBER OF LLC)
FLANIGAN, KEVAN KARLCHIEF COMPLIANCE OFFICER4374936
FRAME, WILLIAM HAMILTON PURVISCHIEF EXECUTIVE OFFICER4377290
RYAN, PATRICK JOSEPHCHIEF FINANCIAL OFFICER / FINOP4701737

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DELOITTE CORPORATE FINANCE LLC

CRD#: 111747Atlanta, GA 30303-1749

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