BD
Brian E. Dean
CBIZ FINANCIAL SOLUTIONS
Cleveland, OH 44131
Some features on this profile are disabled
CRD#: 1735706
BD
Professional summary
Brian Edward Dean, CFA is a registered financial advisor currently at CBIZ FINANCIAL SOLUTIONS, INC. located in Cleveland, Ohio and CBIZ INVESTMENT ADVISORY SERVICES, LLC located in Cleveland, Ohio.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Brian has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
A PORTION OF TIME IS DEDICATED TO A ROLE PROVIDING NON-INVESTMENT RELATED SERVICES FOR THE PARENT COMPANY CBIZ, Inc. and its affiliates.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Edward Dean's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 29, 2000 - Present
CBIZ FINANCIAL SOLUTIONS, INC.
Office #1: 5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131RIA
BD
CRD#: 16678
Cleveland, OH
Current
August 11, 2017 - Present
CBIZ INVESTMENT ADVISORY SERVICES, LLC
Office #1: 5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131RIA
CRD#: 286002
Cleveland, OH
Current
April 11, 2008 - Present
CBIZ FINANCIAL SOLUTIONS, INC.
Office #1: 5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131RIA
BD
CRD#: 16678
Cleveland, OH
Past
May 20, 2010 - April 1, 2011
CBIZ WEALTH MANAGEMENT, LLC
RIA
CRD#: 153785
CLEVELAND, OH
Past
August 7, 2007 - March 25, 2010
GALLERY ADVISORS, LLC
RIA
CRD#: 144220
CLEVELAND, OH
Past
January 2, 2002 - February 4, 2005
GALLERY ASSET MANAGEMENT
RIA
CRD#: 109351
CLEVELAND, OH
Past
October 6, 1998 - April 11, 2008
NEWEDGE SECURITIES, LLC
BD
CRD#: 10674
CLEVELAND, OH
Past
January 20, 1998 - September 30, 1998
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
September 24, 1987 - January 9, 1989
LEHMAN BROTHERS INC.
BD
CRD#: 7506
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CBIZ INVESTMENT ADVISORY SERVICES, LLC
CBIZ INVESTMENT ADVISORY SERVICES, LLC | THE INR TEAM OF CBIZ IAS | CBIZ RETIREMENT PLAN SERVICES
CRD#: 286002 / SEC#: 801-108996
RIA
Registered Investment Advisory firm - (2/8/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/24/2008)
RR
California(4/11/2008)
RR
Colorado(4/11/2008)
RR
Connecticut(5/21/2009)
RR
Delaware(11/20/2013)
RR
District of Columbia(2/25/2020)
RR
Florida(4/11/2008)
RR
Georgia(8/9/2010)
RR
Idaho(2/13/2020)
RR
Illinois(4/11/2008)
RR
Indiana(2/25/2020)
RR
Iowa(2/25/2020)
RR
Kansas(1/30/2014)
RR
Kentucky(2/25/2020)
RR
Louisiana(2/25/2020)
RR
Maryland(5/19/2008)
RR
Massachusetts(2/3/2009)
RR
Michigan(2/13/2020)
RR
Minnesota(4/11/2008)
RR
Missouri(9/17/2014)
RR
Nebraska(2/25/2020)
RR
Nevada(1/4/2010)
RR
New Hampshire(2/25/2020)
RR
New Jersey(2/5/2013)
RR
New Mexico(2/25/2020)
RR
New York(4/11/2008)
RR
North Carolina(4/14/2008)
RR
North Dakota(2/25/2020)
IAR
Ohio(8/29/2000)
RR
Ohio(4/14/2008)
RR
Oklahoma(2/13/2020)
RR
Oregon(9/18/2009)
RR
Pennsylvania(2/13/2020)
RR
Tennessee(2/25/2020)
IAR
Texas(3/10/2008)
RR
Texas(4/11/2008)
RR
Utah(11/30/2011)
RR
Virginia(4/11/2008)
RR
Washington(1/6/2011)
RR
Wisconsin(2/13/2020)
RR
Wyoming(2/25/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CBIZ INVESTMENT ADVISORY SERVICES, LLC
CBIZ INVESTMENT ADVISORY SERVICES, LLC | THE INR TEAM OF CBIZ IAS | CBIZ RETIREMENT PLAN SERVICES
CRD#: 286002 / SEC#: 801-108996
RIA
Registered Investment Advisory firm - (2/8/2017 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131
Mailing Address
Phone number
(216) 447-9000
Established
Firm type
Fiscal year end
# of Employees
86
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,658 |
| AUM (Assets Under Management) | $ 10,491,932,749 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CBIZ INVESTMENT ADVISORY SERVICES, LLC
CRD#: 286002Cleveland, OH 44131TRUST BUT VERIFY
Monitor Brian Dean
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
xxxxx@xxxx.xxx
