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George Michael Meillarec

LOOP CAPITAL MARKETS
Naples, FL
·CRD# 1735617·39 years experience

Professional Summary

George Michael Meillarec, who also goes by George M. Meillarec, George Meillarec, George M Meillarec, is a registered financial advisor currently at LOOP CAPITAL MARKETS LLC located in Naples, Florida. George is registered as a RR (Registered Representative) and started their career in finance in 1987. George has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

George M. Meillarec, George Meillarec, George M Meillarec

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

LOOP CAPITAL MARKETS LLC·CRD# 43098
RIA
BD
Naples, FL
March 23, 2021 - Present
HILLTOP SECURITIES INC.·CRD# 6220
BD
Fort Lauderdale, FL
June 5, 2013 - July 8, 2020
COHEN & COMPANY SECURITIES, LLC·CRD# 149758
BD
Boca Raton, FL
February 24, 2012 - April 3, 2013
COHEN & COMPANY CAPITAL MARKETS, LLC·CRD# 144981
BD
New York, NY
January 13, 2012 - February 17, 2012
MESIROW FINANCIAL, INC.·CRD# 2764
BD
Fort Lauderdale, FL
January 2, 2001 - July 2, 2010
SUNCOAST CAPITAL GROUP, LTD.·CRD# 31214
BD
Ft. Lauderdale, FL
September 2, 1997 - January 2, 2001
LOP CAPITAL MARKETS, INC.·CRD# 29726
BD
Boca Raton, FL
September 28, 1995 - September 10, 1997
LEHWALD, OROSEY & PEPE INCORPORATED·CRD# 16677
BD
Boca Raton, FL
August 12, 1988 - April 2, 1997
FIRST STATE INVESTMENTS, INC.·CRD# 16693
BD
January 4, 1988 - August 27, 1988
FIRST INVESTMENT SECURITIES, INC.·CRD# 13459
BD
November 25, 1987 - January 15, 1988

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Current Firm

LC
LOOP CAPITAL MARKETS LLC

LOOP CAPITAL MARKETS L.L.C. | LOOP CAPITAL MARKETS LLC

CRD#: 43098 / SEC#: 8-50140
Illinois
Registered Investment Advisory firm - SEC (4/4/2012 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Mailing Address

425 S. Financial Place Ste 2700, Chicago, IL 60605

Phone Number

(312) 913-4900

Established

Delaware since 06/01/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

# of Employees

250

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
LOOP CAPITAL, LLCOWNER—
BERKELEY, STEPHEN SIDNEYREGULATORY COUNSEL AND CCO5616433
LUPKIN, IRA ADAMCHIEF FINANCIAL OFFICER4463446
REYNOLDS, JAMES JR.CHIEF EXECUTIVE OFFICER1162337
SULLIVAN, ANTHONYCHIEF OPERATING OFFICER5995264

Disclosures

Regulatory Event

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(4/8/2021)
RR
California
(4/8/2021)
RR
Colorado
(4/8/2021)
RR
Florida
(3/23/2021)
RR
Illinois
(4/8/2021)
RR
Indiana
(4/8/2021)
RR
Louisiana
(4/8/2021)
RR
Maryland
(4/8/2021)
RR
Michigan
(4/8/2021)
RR
Minnesota
(4/8/2021)
RR
Nevada
(4/8/2021)
RR
New Jersey
(4/8/2021)
RR
New York
(4/8/2021)
RR
North Carolina
(4/8/2021)
RR
Ohio
(4/8/2021)
RR
Oregon
(4/8/2021)
RR
Texas
(4/8/2021)
RR
Utah
(4/8/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1987About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view George Michael Meillarec's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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