Mary Jo J. Graffeo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Jo Jo Graffeo, who also goes by Mary Jo Graffeo, Mary Jo Graffeo, Mary Jo Ruta, Mary Jo Ruta, was a registered financial professional .
Mary Jo is a previously registered financial professional and started their career in finance in 2005. Mary Jo had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2012 - April 7, 2014
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
August 3, 2012 - April 7, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 6, 2010 - August 6, 2012
CITIGROUP GLOBAL MARKETS INC.
August 27, 2009 - July 12, 2010
WEISS MULTI-STRATEGY FUNDS LLC
October 13, 2008 - April 17, 2009
MS SECURITIES SERVICES INC.
June 8, 2007 - March 6, 2008
MS SECURITIES SERVICES INC.
June 8, 2007 - April 17, 2009
PRIME DEALER SERVICES CORP.
November 8, 2005 - April 17, 2009
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD#: 16139 / SEC#: , 8-33359
Contact information
Documents
Disclosures
| Regulatory Event | 55 |
| Arbitration | 1 |
Red Flags
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