Martin J. Cunningham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin John Cunningham Mr., who also goes by Martin John Cunningham Mr., Martin John Cunningham, Marty Cunningham, Martin J. Cunningham Mr., was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1987. Martin had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2025 - December 12, 2025
EAGLE STRATEGIES LLC
February 13, 2025 - December 12, 2025
NYLIFE SECURITIES LLC
September 4, 2020 - July 11, 2024
CITIZENS SECURITIES, INC.
September 4, 2020 - July 11, 2024
CITIZENS SECURITIES, INC.
July 10, 2020 - August 6, 2020
CAPITAL ANALYSTS
June 28, 2019 - August 6, 2020
LINCOLN INVESTMENT
April 28, 2005 - October 13, 2006
FIDELITY PERSONAL TRUST COMPANY, FSB
February 7, 1998 - October 13, 2006
STRATEGIC ADVISERS LLC
November 14, 1989 - March 21, 2018
FIDELITY BROKERAGE SERVICES LLC
November 25, 1987 - November 11, 1989
FIDELITY DISTRIBUTORS CORPORATION
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
