Fitzroy A. Samuel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fitzroy Alexander Samuel was a registered financial professional .
Fitzroy is a previously registered financial professional and started their career in finance in 1987. Fitzroy had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2008 - November 24, 2015
BUCKMAN ADVISORY GROUP LLC
November 20, 2008 - November 24, 2015
BUCKMAN, BUCKMAN & REID, INC.
May 31, 2007 - November 24, 2008
FIRST MONTAUK SECURITIES CORP.
November 25, 1997 - November 24, 2008
FIRST MONTAUK SECURITIES CORP.
August 8, 1994 - December 1, 1997
OPPENHEIMER & CO. INC.
January 9, 1991 - August 8, 1994
REICH & CO., INC.
November 9, 1989 - January 14, 1991
FIRST MONTAUK SECURITIES CORP.
December 2, 1987 - September 14, 1988
GRAYSTONE NASH, INC.
November 25, 1987 - December 14, 1987
OUTWATER & WELLS, INC.
Primary Firm SEC Registration
BUCKMAN ADVISORY GROUP LLC
CRD#: 131688 / SEC#: 801-63540
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BUCKMAN ADVISORY GROUP LLC
CRD#: 131688 / SEC#: 801-63540
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 834 |
| AUM (Assets Under Management) | $ 236,142,403 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/30/2025 | ||
| 11/20/2024 | ||
| 03/04/2024 | ||
| 07/05/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
