Denise J. Wilcox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denise Jackson Wilcox was a registered financial professional .
Denise is a previously registered financial professional and started their career in finance in 1987. Denise had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2017 - January 8, 2019
REDROCK WEALTH MANAGEMENT, LLC
March 17, 2011 - September 14, 2017
WILCOX ADVISORS, INC.
January 10, 2011 - April 4, 2011
FINANCIAL SOLUTIONS INC.
April 29, 2005 - December 31, 2008
WILCOX ADVISORS, INC.
April 24, 2003 - May 2, 2005
NATIONAL PLANNING CORPORATION
March 4, 2003 - September 30, 2005
INDEPENDENT PLANNING ASSOCIATES, LLC
February 19, 2003 - May 2, 2005
NATIONAL PLANNING CORPORATION
September 11, 2002 - January 3, 2003
SUNAMERICA SECURITIES, INC.
June 11, 2002 - January 3, 2003
SUNAMERICA SECURITIES, INC.
April 30, 1998 - June 7, 2001
VALIC FINANCIAL ADVISORS, INC.
August 16, 1990 - June 7, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
June 18, 1989 - August 14, 1990
SUNAMERICA SECURITIES, INC.
October 26, 1988 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
October 21, 1987 - November 7, 1988
FREEMAN FINANCIAL SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REDROCK WEALTH MANAGEMENT, LLC
CRD#: 134562 / SEC#: 801-111672
Contact information
Regulatory assets under management
| Total Number of Accounts | 193 |
| AUM (Assets Under Management) | $ 190,452,000 |
Red Flags
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