Leslie Margaret Pappas
Professional Summary
Leslie Margaret Pappas is a registered financial advisor currently at WEALTHFORGE SECURITIES, LLC located in Richmond, Virginia. Leslie is registered as a RR (Registered Representative) and started their career in finance in 2005. Leslie has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 22 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
WEALTHFORGE | WEALTHFORGE, LLC | WEALTHFORGE SECURITIES, LLC
Contact Information
Main Address
3431 W. Leigh Street Suite B, Richmond, VA 23230Mailing Address
3431 W. Leigh Street Suite B, Richmond, VA 23230Phone Number
(804) 308-0431Established
Virginia since 07/28/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
3Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
(12/23/2025)
(12/23/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed May 2005About the Series 22 examSeries 39 — Direct Participation Programs Principal Examination
Passed Jun 2007About the Series 39 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Leslie Margaret Pappas's CRS (Customer Relationship Summary).
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AMERIPRISE FINANCIAL SERVICES, LLC
