Anthony J. Huck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Joseph Huck, who also goes by Anthony Joseph Huck, Anthony Huck, Tony Huck, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1987. Anthony had worked at 14 firms and has passed the Series 63, Series 57TO, Series 72, Series 99TO, SIE, Series 55, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2024 - April 1, 2025
BESTEX RESEARCH SECURITIES, LLC
December 12, 2023 - February 27, 2024
RQD* CLEARING, LLC
September 21, 2023 - April 1, 2024
THEMIS TRADING LLC
September 19, 2023 - April 3, 2024
MATRIX EXECUTIONS, LLC
September 7, 2021 - November 29, 2021
MAREX CAPITAL MARKETS INC.
September 27, 2019 - August 12, 2021
LIME TRADING CORP
April 27, 2015 - September 4, 2018
WEDBUSH SECURITIES INC.
June 5, 2013 - September 4, 2018
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
April 27, 2012 - March 7, 2013
CITADEL SECURITIES LLC
September 15, 2009 - April 3, 2012
NATWEST MARKETS SECURITIES INC.
July 28, 2009 - August 27, 2009
TRADE INFORMATICS LLC
March 27, 2008 - January 7, 2009
MATRIX EXECUTIONS, LLC
July 11, 1994 - January 7, 2009
VIRTU ITG LLC
October 17, 1990 - July 11, 1994
NOMURA SECURITIES INTERNATIONAL, INC.
November 25, 1987 - August 28, 1989
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 4/4/2000
Limited Representative-Equity Trader ExamCurrent Firm
BESTEX RESEARCH SECURITIES, LLC
CRD#: 309569 / SEC#: , 8-70584
Contact information
FINRA licenses (30 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
