Mark D. Zarrilli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Daniel Zarrilli, who also goes by Mark Daniel Zarrili, Mark Daniel Zarrilla, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1988. Mark had worked at 8 firms and has passed the Series 63, SIE, Series 5, Series 3, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2020 - July 6, 2023
ZEUS FINANCIAL, LLC
October 8, 2010 - September 5, 2019
MIZUHO SECURITIES USA LLC
August 7, 2008 - October 25, 2010
JANNEY MONTGOMERY SCOTT LLC
June 22, 2005 - February 14, 2008
DEUTSCHE BANK SECURITIES INC.
October 4, 1993 - July 1, 2005
BANC OF AMERICA SECURITIES LLC
April 28, 1992 - September 22, 1993
CANTOR FITZGERALD & CO.
March 17, 1988 - April 29, 1992
SANWA SECURITIES (USA) CO., L.P.
January 22, 1988 - April 29, 1992
SANWA UNIVERSAL SECURITIES CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 6/29/1989
Interest Rate Options ExaminationCurrent Firm
ZEUS FINANCIAL, LLC
CRD#: 18192 / SEC#: , 8-36214
Contact information
FINRA licenses (30 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BUTKEVITS, LETICIA VERA | MEMBER | 6717105 |
| ORCHID BAY FINANCIAL HOLDINGS, LLC | MEMBER | |
| ACHILLE, RALPH | CCO | 5875142 |
| BUTKEVITS, VINCENT WILLIAM III | CEO | 1818987 |
| KUMAR, PARDEEP | MANAGING DIRECTOR | 5214503 |
| PISCATELLI, DAVID ANTHONY | COO | 4027320 |
| SHUMBERG, IVANA MARCELLA | FINOP/PFO | 3167225 |
| TROUSDALE, LAUREN NICOLE | FINOP/POO | 5622407 |
Red Flags
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