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MZ

Mark Daniel Zarrilli

CRD# 1735179·Registered 1988 - 2023
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark Daniel Zarrilli, who also goes by Mark Daniel Zarrili, Mark Daniel Zarrilla, was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 1988 - 2023. Mark had worked at 8 firms and has passed the Series 63, SIE, Series 5, Series 3, Series 7 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark Daniel Zarrili, Mark Daniel Zarrilla

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

ZEUS FINANCIAL, LLC·CRD# 18192
BD
Boca Raton, FL
January 3, 2020 - July 6, 2023
MIZUHO SECURITIES USA LLC·CRD# 19647
BD
New York, NY
October 8, 2010 - September 5, 2019
JANNEY MONTGOMERY SCOTT LLC·CRD# 463
BD
Red Bank, NJ
August 7, 2008 - October 25, 2010
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
June 22, 2005 - February 14, 2008
BANC OF AMERICA SECURITIES LLC·CRD# 26091
BD
New York, NY
October 4, 1993 - July 1, 2005
CANTOR FITZGERALD & CO.·CRD# 134
BD
New York, NY
April 28, 1992 - September 22, 1993
SANWA SECURITIES (USA) CO., L.P.·CRD# 19697
BD
New York, NY
March 17, 1988 - April 29, 1992
SANWA UNIVERSAL SECURITIES CO., LLC·CRD# 8427
BD
New York, NY
January 22, 1988 - April 29, 1992

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Current Firm

ZF
ZEUS FINANCIAL, LLC

TRANS-CAP SECURITIES, INC | ZEUSFINANCIALLLC.COM | ZEUSBD.COM | ZEUS SECURITIES, INC. | ZEUS SECURITIES, INC | ZEUS FINANCIAL, LLC

CRD#: 18192 / SEC#: 8-36214
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

4800 T-rex Avenue Suite 100, Boca Raton, FL 33431

Mailing Address

4800 T-rex Avenue Suite 100, Boca Raton, FL 33431

Phone Number

(561) 708-0700

Established

Florida since 03/17/1986

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (30 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
BUTKEVITS, LETICIA VERAMEMBER6717105
ORCHID BAY FINANCIAL HOLDINGS, LLCMEMBER—
ACHILLE, RALPHCCO5875142
BUTKEVITS, VINCENT WILLIAM IIICEO1818987
KUMAR, PARDEEPMANAGING DIRECTOR5214503
SHUMBERG, IVANA MARCELLAFINOP/PFO3167225
TROUSDALE, LAUREN NICOLEFINOP/POO5622407

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 5 — Interest Rate Options Examination

Passed Jun 1989

Series 3 — National Commodity Futures Examination

Passed Dec 1988About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jan 1988About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed May 1994About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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