Paul A. Dube
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Alexander Dube was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2003. Paul had worked at 2 firms and has passed the Series 63, Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2004 - November 10, 2015
INSIGHT FINANCIAL PLANNING
April 25, 2003 - August 12, 2004
WADDELL & REED
April 16, 2003 - August 12, 2004
WADDELL & REED
State Registrations and Notice Filings
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Exams
Current Firm
INSIGHT FINANCIAL PLANNING
CRD#: 132335 / SEC#:
Contact information
Red Flags
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