Randall S. Chilton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall Stewart Chilton was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 1992. Randall had worked at 6 firms and has passed the Series 63, Series 56, Series 55, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2012 - December 12, 2014
AVATAR SECURITIES, LLC
October 29, 2008 - February 6, 2009
G-2 TRADING,LLC
September 5, 2001 - October 12, 2004
FULCRUM GLOBAL PARTNERS LLC
June 14, 2000 - September 7, 2001
LADENBURG THALMANN & CO. INC.
September 16, 1992 - January 4, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 16, 1992 - January 4, 1994
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 4/5/2012
Proprietary Trader Qualification ExaminationSeries 55
Date: 9/5/2000
Limited Representative-Equity Trader ExamCurrent Firm
AVATAR SECURITIES, LLC
CRD#: 147763 / SEC#: , 8-67932
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVATAR TRADING GROUP, LLC | HOLDING CO. | |
| DEETER, MISHA BODHI | MEMBER | 5132163 |
| BROWSKI, ANDREW CHARLES | CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER | 5778834 |
| HOLLAND, RAYMOND F | CO-MANAGING MEMBER | 5509397 |
| KATHWARI, OMAR FAROOQ | CO-MANAGING MEMBER | 5509343 |
| SLOAN NOWAK, JACQUELINE LEE | FINOP/PRINCIPAL FINANCIAL OFFICER | 2717305 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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